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Efficacy and safety of hyperbaric oxygen treatment to treat COVID-19 pneumonia: a living systematic review update

Sylvain Boet, Cole Etherington, Nibras Ghanmi, Paul Ioudovski, Andrea C Tricco, Lindsey Sikora, Rita Katznelson

Appendix 1. Search Strategies

Ovid MEDLINE(R)
  1. coronavirus/ or betacoronavirus/ or coronavirus infections/ 
  2. (nCoV* or 2019nCoV or 19nCoV or COVID19* or COVID-19* or COVID or SARS-COV-2 or SARSCOV-2 or SARSCOV2 or Severe Acute Respiratory Syndrome Coronavirus 2 or Severe Acute Respiratory Syndrome Corona Virus 2).ti,ab,kf,nm,ot,ox,rx,px.      
  3. ((new or novel or "19" or "2019" or Wuhan or Hubei or China or Chinese) adj3 (coronavirus* or corona virus* or betacoronavirus* or CoV or HCoV)).ti,ab,kf,ot.   
  4. ((coronavirus* or corona virus* or betacoronavirus*) adj3 (pandemic* or epidemic* or outbreak* or crisis*)).ti,ab,kf,ot.     
  5. ((Wuhan or Hubei) adj5 pneumonia).ti,ab,kf,ot.       
  6. or/1-5  
  7. Hyperbaric Oxygenation/      
  8. (Hyperbaric adj5 Oxygen*).ti,ab,kf. 
  9. 7 or 8   14951
  10. 6 and 9
Embase
  1. coronavirus/ or betacoronavirus/ or coronavirus infections/ 
  2. (nCoV* or 2019nCoV or 19nCoV or COVID19* or COVID-19* or COVID or SARS-COV-2 or SARSCOV-2 or SARSCOV2 or Severe Acute Respiratory Syndrome Coronavirus 2 or Severe Acute Respiratory Syndrome Corona Virus 2).ti,ab,kw,hw,fx,ot.  
  3. ((new or novel or "19" or "2019" or Wuhan or Hubei or China or Chinese) adj3 (coronavirus* or corona virus* or betacoronavirus* or CoV or HCoV)).ti,ab,kw,ot.  
  4. ((coronavirus* or corona virus* or betacoronavirus*) adj3 (pandemic* or epidemic* or outbreak* or crisis*)).ti,ab,kw,ot.   
  5. ((Wuhan or Hubei) adj5 pneumonia).ti,ab,kw,ot.      
  6. or/1-5  
  7. hyperbaric oxygen therapy/   
  8. (hyperbaric adj5 (medicine or oxygen*)).ti,ab,kw.   
  9. (high adj3 (tension or pressure) adj3 oxygen).ti,ab,ot,kw.    
  10. or/7-9  
  11. 6 and 10         
 Scopus

( TITLE-ABS-KEY ( ( ncov*  OR  2019ncov  OR  19ncov  OR  covid19*  OR  covid-19*  OR  covid  OR  sars-cov-2  OR  sarscov-2  OR  sarscov2  OR  severe  AND acute  AND respiratory  AND syndrome  AND coronavirus  2  OR  severe  AND acute  AND respiratory  AND syndrome  AND corona  AND virus  2 ) )  AND  TITLE-ABS-KEY ( hyperbaric  AND oxygen* )  OR  TITLE-ABS-KEY ( hyberbaric  AND medicine ) )

Appendix 2. Patient characteristics for all studies included in this living systematic review; BMI – body mass index; COPD – chronic obstructive pulmonary disease; HBOT – hyperbaric oxygen treatment

First author, year

Patients

n

female

n (%)

Age (years)

Mean (SD) or range)

Ethnicity

n (%)

Comorbidities,

n (%)

Cannellotto, 2021

40

14 (35%)

55.2 (9.2)

NR

Obesity 14 (35%)

Hypertension 13 (32.5%)

Diabetes 7 (17.5%)

COPD 2 (5%)

Asthma 2 (5%)

Chronic kidney disease 2 (5%)

Cancer 2 (5%)

Chen, 2020

5

1 (20%)

24−69 (mean 47)

Chinese: 5 (100%)

Hypertension: 1 (20%)

Cardiovascular disease: 1 (20%)

Gorenstein, 2020

80

7 (8.8%)

HBOT:

Median = 58

Range = 30−79

 

Control:

Median = 62

Range = 24−80

White: 23 (28.9%)

Black: 13 (16.3%)

Asian: 7 (8.8%)

Other: 37 (46.3%)

Hypertension: 40 (50%)

Diabetes: 24 (30%)

Cardiovascular disease: 8 (10%)

COPD: 4 (5%)

Guo, 2020

2

0

57 and 64

Chinese: 2 (100%)

Hypertension: 1 (50%)

Diabetes: 1 (50%)

Cardiovascular disease: 1 (50%)

Petrikov, 2021

87

44 (50.6%)

Control:

64.5 (12.7)

HBOT:

58.8 (13.6)

NR

NR

Thibodeaux, 2020

5

4 (80%)

39−63

(median 48)

White: 2 (40%)

Black: 3 (60%)

BMI (Obese): 4(80%)

Hypertension: 4(80%)

Diabetes: 3 (60%)

Zhang, 2020

4

0

56−67

Chinese: 4 (100%)

NR

Zhong, 2020

1

0

87

Chinese

Cardiovascular disease

Chronic obstructive pulmonary disease

Appendix 3. Study characteristics for all studies included in living systematic review; ARDS – acute respiratory distress syndrome; atm abs – atmospheres absolute; CT – computed tomography; FiO2 – inspired fraction of oxygen; HBOT – hyperbaric oxygen treatment; ICU – intensive care unit; NR – not reported; PaO2 – arterial pressure of oxygen; PCR – polymerase chain reaction; SpO2 – peripheral oxygen saturation

 

First author, year, country

Study design, n patients, single or multi-centre

Inclusion criteria

Exclusion criteria

Intervention planned (type of chamber, pressure, duration, frequency)

Control

Cannellotto, 2021, Argentina

Randomised controlled trial, n = 40 (20 per group), multicentre
(n = 3)

Patients in emergency department or ICU, > 18 years of age, with confirmed diagnosis of COVID-19 by PCR or nasal swab, with pneumonia with oxygen dependence and no previous hospitalisation within the last six months.

Patients unable to give consent, were pregnant or breast feeding, required mechanical ventilation, were unable to maintain prolonged sitting position (≥ 2 h) or had contraindications for HBOT.”

Monoplace, 1.45 atm abs, 90 minutes,
≥ 5, daily

Standard of care

Chen, 2020, China

Case series,
n = 5, single

Progressive hypoxaemia, moderate-severe ARDS, laboratory confirmed COVID-19

NR

Multiplace 2.0 atm abs for one patient, 1.6 atm abs for four patients, 60-90 min, mean five HBOT sessions (range: 3−8)

None

Gorenstein, 2020, United States

Cohort study with propensity score matching,
n = 80 (20 intervention; 60 control), single

Age ≥ 18, laboratory confirmed COVID-19, SaO2 < 93% on room air

Pregnancy, pneumothorax, positive troponin

Monoplace, 2.0 atm abs, 90 min, once daily for five days

Identified among COVID-19 patients treated contemporaneously at the same hospital using propensity score matching with a 3:1 ratio.

Guo, 2020, China

Case reports, n = 2, single

Laboratory confirmed COVID-19, and one of the following criteria: shortness of breath; respiratory rate
≥ 30 breaths/minute; finger pulse oxygen saturation (SpO2) ≤ 93% at rest state; and P/F ratio (PaO2/FiO2, where PaO2 is the arterial oxygen partial pressure and FiO2 is the percentage of inhaled oxygen concentration)
≤ 300 mmHg

Pneumothorax, bullae or other absolute contraindication to HBOT

Monoplace, 1.5 atm abs, 60 min, once daily for seven days

None

Petrikov, 2021, Russia

Randomised controlled trial, n = 87
(57 HBOT group, 30 control group), single

 

HBOT group divided into two additional subgroups based on start of HBOT after admission:

Group 1
(≤ 7 days):
n = 28

Group 2
(> 7 days):
n =  24

Patient admitted to hospital and clinical diagnosis of COVID-19

NR

Monoplace, 1.4−1.6 atm abs, 40 minutes, NR, NR

Standard of care

Thibodeaux, 2020, United States

Retrospective case series,
n = 5, single

Impending respiratory failure, imminent intubation

NR

Type of chamber not reported;
2.0 atm abs, 90 min; Average five
(range 1−6)

None

Zhang, 2020, China

Prospective case series,

n = 4, single

Progressive dyspnoea, lung CT lesion area
> 30%, SpO2
< 90% on air, clear consciousness, able to communicate in words and language, minimal education level of junior high

Pneumothorax, pulmonary bullae

Portable monoplace chamber; 1.5 atm abs, 90 min, once daily for seven days

None

Zhong, 2020, China

Case report,
n = 1, single

Critically ill with pneumonia and tracheal intubation, laboratory confirmed positive for COVID-19 from tracheal aspirate

NR

Multiplace chamber, 1.6−1.8 atm abs for 70−100 min, four sessions

None

 

Appendix 4. Risk of bias and GRADE assessments

New studies includes in the updated review

 

First author,
year

Risk of bias arising from the randomisation process

Risk of bias due to deviations from the intended interventions

Risk of bias due to missing outcome data

Risk of bias in measurement of the outcome

Risk of bias in selection of the reported result

Overall risk of bias

GRADE assessment (certainty of evidence)

Cannellotto, 2021

Low risk

Some concerns

Low risk

Low risk

Low risk

Some concerns

 High

 

Petrikov, 2021

Some concerns

High risk

Low risk

Some concerns

Some concerns

High risk

Moderate

 

5.2 Initial review

 

Newcastle Ottawa Scale Risk of Bias Assessment

 

Selection

Comparability

Outcome/

exposure

Overall quality assessment

GRADE assessment (certainty of evidence)

Gorenstein, 2020

****

**

***

Good

Moderate

 

*risk of bias assessment was not performed in the original review for the 5 case studies.

 

Appendix 5. Results of eight studies included in this living systematic review; CT – computed tomography; HBOT – hyperbaric oxygen treatment; HFOT − high-flow oxygen therapy; NILV − non-invasive lung ventilation; NEWS2 −National Early Warning Score; NR – not reported; OR – odds ratio; SD – standard deviation; PaO2 – arterial pressure of oxygen; SpO2 – peripheral oxygen saturation

First author, year

n patients

Timing of outcome measurement

Number of HBOT sessions received

Results

Clinical outcomes

Biological outcomes

Imaging outcomes

Safety outcomes

Cannellotto, 2021

40
(20 per group)

Within 30 days after admission

Mean 6.2 
(SD 1.2)

Primary outcome: Proportion of patients that recovered from hypoxaemia (SpO2 ≥ 93%):

 

Control group:

Day 3:
1 (8%)

Day 5:
8 (40%)

Day 10:
  13 (65%)

Day 15:
16 (80%)

 

HBOT group:

Day 3:
11 (55%)

Day 5:
19 (95%)

Day 10:
20 (100%)

Day 15:
20 (100%)

OR for recovery from hypoxaemia (SpO2 ≥93%) for HBOT vs. control group:

Day 3: 23.2 (95% CI 1.6 to 329.6;
P = 0.001)

Day 5: 28.5 (95% CI 1.8 to 447.4;
P < 0.001)

Co-primary outcome: Median time to recovery (P < 0.01):

HBOT: median (IQR) 3 (1.0–4.5) days

Control: 9 (5.5–12.5) days

 Secondary outcomes:

 Acute respiratory distress
(P = 0.61):

Control group: 3 (15%)

HBOT group: 3 (15%)

 Mechanical ventilation
P = 0.61):

Control group: 3 (15%)

HBOT group: 1 (5%)

Death
(P = 1.0):

Control group: 1 (5%)

HBOT group: 1 (5%)

NR

NR

Ear discomfort
(n = 1)

Chen, 2020

5

Assessed before and after course of HBOT (average of five sessions per patient)

5 (mean)
3−8 (range)

Oxygen saturation (SpO2) increased mean (SD) 73 (6)% to 94 (2)%,
P < 0.05)

 

 

 

PaO2 and SaO2 increased: numbers NR,
(P < 0.05)

 Lymphocyte count increased, mean (SD): 0.61 (0.35) x 109·L-1 to 1.09 (0.24) x 109·L-1 (P < 0.05)

 

C-reactive protein levels decreased: numbers NR

 

D-dimer decreased: numbers NR
(P < 0.05)

 

Fibrinogen decreased: numbers NR
(P < 0.05)

CT improved (qualitatively) 

NR

Gorenstein, 2020

80 (20 HBOT; 60 propensity matched controls)

Assessed at end of study (Patients received up to 5 daily treatments while oxygen still required)

5

In-hospital mortality (primary outcome):

HBOT: two patients (10%) died (none remain hospitalised).

Controls: 13 (22%) died (3 [5%] remained hospitalised at end of study period)

 

Need for mechanical ventilation (secondary outcome):

HBOT: two (10%) patients intubated

Controls: 18 (30%) intubated

 

Adjusted sub-distribution hazard ratios:

Inpatient mortality
= 0.37
(P = 0.14); Mechanical ventilation
= 0.26
(P = 0.046)

 

Secondary outcome of days on mechanical ventilation was not analysed

NR

 

 

NR

Claustrophobia, ear pain (n NR)

Hypoxic arrest in unclear circumstances after patient transfer
(n = 1)

 

Guo, 2020

2

Assessed over 7-day course of HBOT

7

Dyspnoea eliminated immediately after the first HBOT session

 

Respiratory rate decreased daily; no need for mechanical ventilation

 

SpO2 > 93% after the first session and continued to improve

 

 

D-dimers reduced

 

Lymphocyte counts improved

 

Arterial blood gas indices (PaO2, P/F ratio, bicarbonate, lactate) improved

 

Liver function improved

 

Numbers NR for any outcomes

On CT pulmonary inflammation gradually improved

No adverse effects

Petrikov, 2021

87; 57 randomised to HBOT, 30 randomised to control

 

HBOT group divided into two additional subgroups based on start of HBOT after admission:

Group 1
(≤ 7 days): 
n = 28

Group 2
(> 7 days): n = 24

Assessed over course of HBOT

(7 sessions)

Mean (SD)

Subgroup 1: 5.1(2.5)

 

Subgroup 2: 4.2 (2.0)

SpO2 increased day 14 from baseline and compared to control
P
< 0.05, mean (SD)

 

Control group:

Day 1:
92.6 (4.2)

Day 3:
90.4 (4.9)

Day 7: 91.3 (4.8)

Day 14:
93.4 (4.7)

 

HBOT subgroup 1:

Day 1:
91.9 (5.3)

Day 3:
91.4 (3.8)

Day 7:
92.1 (3.9)

Day 14:
96.1 (2.8)

 

NEWS2 decreased from  baseline in the HBOT group and compared to control group (P < 0.05),
mean (SD)

 

Control group:

Day 4:
4.7 (2.3) points

Day 10:
4.0 (2.3) points

 

HBOT subgroup 1:

Before:4.4 (2.2) points

After: 1.2 (1.7) points

 

Ordinal scale for clinical improvement score decreased
(P < 0.05) from baseline in the HBOT group and compared to the control group, mean (SD)

 

Control group:

Day 4: 4.1 (0.7) points

Day 10: 3.9 (0.8) points

 

HBOT subgroup 1:

Before: 4.2 (0.7) points

After: 3.0 (0.6) points

 

Respiratory support, defined as oxygen through the nasal  cannula or face mask with a flow of
3–6 l·min-1, in severe cases using HFOT or NILV,

P-value NR:

 

Control group:

Day 4:
10 (33.3%)

Day 10:
8 (26.7%)

 

HBOT subgroup 1:

Before:
9 (32.1%)

After:
0 (0%)

 

Oxygen flow rate 3−6 l·min-1,
P-value NR:

 

Control group:

Day 4:
14 (46.7%)

Day 10:
13 (43.3%)

 

HBOT subgroup 1:

Before:
15 (53.6%)

After:
5 (17.9%)

 

No respiratory support required,
P-value NR:

 

Control group:

Day 4:
6 (20%)

Day 10:
9 (30%)

 

HBOT subgroup 1:

Before:
4 (14.3%)

After:
23 (82.1%)

Blood malondialdehyde decreased (HBOT group), mean (SD) from 4.34 (0.52) μmol·l-1 prior to HBOT to 3.98 (0.48) μmol·l-1 at day 7

 

Total antioxidant activity decreased (HBOT group),  mean (SD) from 1.26 (0.28) to 1.21 (0.05) mmol·l-1

 

Open circuit potential of platinum electrode decreased (HBOT group) mean (SD) from -22.78 (24.58) mV to 30.45 (15.32) mV

 

Apoptotic lymphocytes:
No significant change

NR

Claustrophobia
(n = 1)

 

 

Pain in the ears
(n = 4)

Thibodeaux, 2020

5

Assessed before and after HBOT  course

Mean 5
Range 1−6

SpO2 improved, mean (SD): 96 (3)% to 96 (1)%

 

All patients recovered without need for mechanical ventilation

 

Respiratory rate decreased, mean (SD): 35.4 (8.5) to 28.0 (7.6)

Inflammatory markers decreased (reported for one patient, NR for four patients)

 

NR

No adverse effects

Zhang, 2020

4

Assessed before and after HBOT course

 

7

SpO2 increased, mean (SD): 86 (5)% to 92 (4)%
(P = 0.042)

6-minute walking distance (m) improved: 272 (62) to 346 (43)
(P = 0.05)

 

Shortness of breath improved

Blood gas analysis indexes improved

CT resolution of inflammation to different degrees

 

NR

Zhong, 2020

1

Assessed before and after HBOT course

4

Oxygenation improved

 Patient was eventually extubated

CO2 reduced,
coagulation normalised,
renal function improved

NR

NR


  

 

 

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